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RISK MANAGEMENT PRESENTATIONS
Workshops & Seminars
RM LEARNING CENTER
ABOUT RICH WOLDT
For 20 years Safe Deposit Specialists
(SDS) has offered safe deposit training seminars,
products and consulting services to financial
institutions in more than 40 states. All in-house
seminars are conducted by Davld McGuinn, a former bank
Senior Vice President and Cashier who has trained over
100,000 safe deposit managers & employees
Customized in-house training seminars
provide a substantial return for a very small
investment. In-house training programs eliminate the
hassle, inconvenience, travel expense and loss of
productivity when your employees are required to leave
your facility to attend outside
Listed below are our most popular
in-house programs and what they cover:
1. Legal Issues: Your current
state laws and other safe deposit legal topics.
Liability & Security: Recent safe deposit lawsuits
and how to avoid them.
3. The Fundamentals: The
basic daily operations of your safe deposit
New - Fall 2005:
Safe Deposit Box
Compliance and Legal
Safe Deposit Box
Security & Liability
How to contact
outlines, client lists, speaker's biography, available
dates and training fees by any of the following four
P0 Box 40026
Safe Deposit Boxes' Contents Remain Buried
Safe keeping - Be sure to insure contents
of box at bank
Presentations and Workshops
Safe Deposit Compliance & Legal
(Answers the Most Frequently Asked
Improve Your System:
regarding the USA Patriot Act,
Suspicious Activity Reports, Know
Your Customer, power of attorneys,
deceased renters, payable on death
leases, living trusts, court orders,
Americans with Disabilities Act,
past due boxes, abandoned property
and many other legal and compliance
areas have caused great concern and
confusion for the safe deposit
industry. At this workshop you will
receive current information about
all of these issues and an in-depth
explanation about how they impact on
your financial institution and your
safe deposit box renters.
a nationally known expert in the
area of safe deposit, will provide
clear concise answers to complicated
questions regarding your
institution’s responsibility and
potential liability. He will also
identify and discuss various
compliance issues relating to each
You Will Learn:
answers to the following questions
and establish internal procedures to
comply with your own safe deposit
How does the
Patriot Act affect safe deposit
can you “Know Your
(safe deposit) Customer”?
money, guns or drugs be legally
stored in a box?
should your safe deposit employee
file a “SAR”?
violations are compliance examiners
you set up a safe deposit contract
as a living trust?
Should a power of attorney be used
to enter a renter’s box?
can adding a “payable on death”
clause get you sued?
can legally enter a deceased
renter’s box in your state?
should you answer renter’s questions
do drug enforcement officers need to
legally enter a box?
does the American with Disabilities
Act affect safe deposit?
amount of safe deposit liability
insurance should you carry?
must be present during a past due
box drilling in your state?
are box contents sent to the
Unclaimed Property Department?
informative program is designed to
update safe deposit supervisors,
vault attendants, cashiers, branch
managers, compliance officers,
auditors, training directors, new
account personnel and your in-house
David P. McGuinn, President
and founder of Houston based Safe
Deposit Specialists, is a former
banker with over 30 years of safe
deposit experience and is often
referred to nationwide as the safe
deposit GURU. In all 50 states he
has trained over 200,000 safe
deposit personnel since 1969, and
has served the industry as President
of the American, Texas and Houston
Safe Deposit Associations. Dave is a
featured speaker for the American
Bankers Association’s TV network and
has been interviewed by the Wall
Street Journal, Money Magazine, New
York Magazine, Kiplinger Newsletter,
National Public Radio, FDIC, CUNA,
CNN, CBS, ABC, NBC Nightly News and
Court TV on current safe deposit
issues. McGuinn has created numerous
safe deposit video and audio
training programs, manuals and other
compliance products that are now the
accepted standard for the financial
Deposit Security and Liability
Improve Your System:
safe deposit area is a pit of hidden liability for your
new or experienced Branch Manager, Auditor, Compliance
Officer, Security Director or any safe deposit employee.
More and more successful attempts are being made
nationwide to fraudulently or illegally enter a renter’s
safe deposit box.
a former bank Senior Vice President, Cashier, Compliance
and Security Director, travels the nation assisting
financial institutions with their safe deposit training,
compliance and security needs. His security, compliance,
legal and liability presentations provide the latest
information on current lawsuits, internal employee
thefts, suspicious activity requirements and how to
establish correct vault security procedures.
knows first hand what to look for, from the most common
errors to the not so common, but potentially costly
mistakes. You will receive valuable information that
will assist you in reviewing your own internal security
procedures. Whether you have 50 boxes or 5,000, this
presentation provides a well-organized method of
auditing your vault security before a
You Will Learn:
program answers many thought provoking questions and
will address your concerns regarding the following
long will it take a burglar to penetrate your vault
you avoid locking anyone in your vault overnight?
a con man open a lock in 3 seconds, without a key?
“Self Service” safe deposit get you sued
leaving anyone inside your vault alone? BIG MISTAKE!
FDIC or NCUA signs, logos or brochures create liability?
must phrases like “waterproof or fireproof” vault be
vault security questions will always be asked in any
many recent “safe deposit horror stories.”
informative program will benefit security officers,
auditors, safe deposit supervisors, vault attendants,
compliance officers and your in-house legal counsel.
David P. McGuinn,
President of Safe Deposit Specialists, is a former
banker with over 35 years of safe deposit experience and
is often referred to nationwide as the safe deposit
GURU. In all 50 states he has trained over 200,000 safe
deposit personnel since 1969, and has served the
industry as President of the American, Texas and Houston
Safe Deposit Associations. Dave is a featured speaker
for the American Bankers Association’s TV network and
has been interviewed by the Wall Street Journal, Money
Magazine, New York Magazine, Kiplinger Newsletter,
National Public Radio, FDIC, CUNA, CNN, CBS, ABC, NBC
Nightly News and Court TV on current safe deposit
issues. McGuinn has created numerous video training
programs and his Safe Deposit Policy and Procedures
Handbook is now the accepted standard for the financial
travel agency or ours at Fox Travel
preferred dates, destinations, and cruise lines.
the faculty and risk specific topics based on the interests
of your group.
Rich Woldt CPP,
Management Learning Center
Madison Research Associates
Business Continuity Planning
Workshops on the high seas!
Contact us for a list
of sailing dates or to customize your own cost effective
learning opportunity at sea!